Expertise
- Governance
- Risk Management
- Compliance Consultant
- Training and Coaching
- Process Improvement
- Data Protection
- Senior Managers Regime
- FCA Regulation;
- FCA Authorisation Applications
- MiFIDII
Summary
A seasoned professional with 20+ years’ experience in the financial services industry, I am a former Chief Compliance Officer and MLRO (CF10 and CF11) for a pension, wealth and asset management firms.
I have managed and completed a variety of projects from regulatory visits and executive interviews to compliance health-checks.
My key areas of expertise include risk management and governance and am experienced in designing and implementing processes and controls relating to all aspects of compliance and risk management.
Experience
-
GRC Matters Limited
Regulatory Consultant
- Current
Clubs and Associations
Fellow of the International Compliance Association
Member of the Chartered Institute of Securities and Investments
Member of the Institute of Risk Management
